Compliance
Code of Conduct
Last updated: May 2026
Individual Code of Conduct per Schedule III of SEBI (Research Analysts) Regulations, 2014:
- Act with integrity and ethical conduct
- Exercise due diligence
- Maintain independence in recommendations
- No exaggerated or misleading claims
- No guarantee of returns
- Fair dealing with clients
- Recommendations consistent with personal views
- No trading in recommended securities within restricted periods
- Maintain client confidentiality
- Cooperate with SEBI